Math 22 Concavity and the Second-Derivative Test

Formal Definition of Concavity

 Let $f$ be differentiable on an open interval $I$. The graph of $f$ is
 1. Concave upward on $I$ when $f'(x)$ is increasing on the interval.
 2. Concave downward on $I$ when $f'(x)$ is decreasing on the interval.

Test for Concavity

 Let $f$ be a function whose second derivative exists on an open interval $I$
 1. If $f''(x)>0$ for all $x$ in $I$, then the graph of $f$ is concave upward on $I$.
 2. If $f''(x)<0$ for all $x$ in $I$, then the graph of $f$ is concave downward on $I$.

Guidelines for Applying the Concavity Test

 1. Locate the $x$-values at which $f''(x)=0$ or $f''(x)$ is undefined.
 2. Use these $x$-values to determine the test intervals.
 3. Determine the sign of $f'(x)$ at an arbitrary number in each test intervals
 4. Apply the concavity test

Exercises: Find the second derivative of $f$ and discuss the concavity of its graph.

1) $f(x)=x^{3}+2x^{2}$

Solution:
Step 1: $f'(x)=3x^{2}+4x$, so $f''(x)=6x=0$
Step 2: So $x=0$, so the test intervals are $(-\infty ,0)$ and $(0,\infty )$
Step 3: Choose $x=-1$ for the interval $(-\infty ,0)$, and $x=1$ for the interval $(0,\infty )$.
Then we have: $f''(-1)=-6<0$ and $f''(1)=6>0$
Step 4: By the concavity test, $f(x)$ is concave up in $(0,\infty )$ and $f(x)$ is concave down in $(-\infty ,0)$

2) $f(x)=x^{4}-2x^{3}+10$

Solution:
Step 1: $f'(x)=4x^{3}-6x^{2}$, so $f''(x)=12x^{2}-12x=12x(x-1)=0$
Step 2: So, $x=0$ and $x=1$, so the test intervals are $(-\infty ,0),(0,1)$ and $(1,\infty )$
Step 3: Choose $x=-1$ for the interval $(-\infty ,0)$, $x={\frac {1}{2}}$ for the interval $(0,1)$ and $x=2$ for the interval $(1,\infty )$.
Then we have: $f''(-1)=24>0$, $f''({\frac {1}{2}})=-3<0$ and $f''(2)=24>0$
Step 4: By the concavity test, $f(x)$ is concave up in $(0,\infty )\cup (1,\infty )$ and $f(x)$ is concave down in $(0,1)$

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